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RIA Intelligence

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Registered advisor

R•••••• E••••• M•••••

S•••••• N••••••• • C••••••• I•••••••••national BDBaltimore, Md dual registrantIAPD 1025083
Feed of 09/14/2026
At current firm
18 y
since Dec 10, 2007
In the industry
44 y
since Jan 8, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • A• G• E•••••• • S•••• I••• unclassified
    Aug 22, 2005 to Dec 10, 2007 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
44derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address