DFX Intelligence
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Registered advisor
C••••••••• W•••••• I•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as C•••• I•••••
At current firm
3 y
since May 25, 2023
In the industry
31 y
since Mar 10, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedhalcyonwmg.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince May 25, 2023 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• wirehouseNov 2, 2007 to Jun 5, 2023 · San Mateo, Ca
- A• G• E•••••• • S•••• I••• unclassifiedDec 10, 2001 to Nov 8, 2007 · Redwood Shores, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 5, 2023, registered May 25, 2023 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to U•• F•••••••• S••••••• I•••left Nov 8, 2007, registered Nov 2, 2007 (-6 days) · Other
Signals
- ••• LockedJun 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address