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Registered advisor
M•••••• J•••• D•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• J• D••••••••• D•••••
At current firm
17 y
since Aug 21, 2009
In the industry
45 y
since Sep 1, 1981 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 21, 2009 · Cincinnati, Oh
- D••••• F••••••••• L•• unclassifiedNov 22, 2006 to Sep 16, 2009 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- D••••• F••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 16, 2009, registered Aug 21, 2009 (-26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address