DFX Intelligence
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Registered advisor
H•••• T••••• D•••••
Feed of 09/14/2026
Also filed as J• H•••• T••••• D•••••
At current firm
3 y
since Mar 16, 2023
In the industry
44 y
since Jun 29, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 16, 2023 · Bradenton, Fl
- C••••• A•••••• N••••••• L•• formerFeb 1, 1998 to Mar 18, 2005 · Chicago Heights, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 18, 2005, registered Mar 16, 2023 (6572 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address