DFX Intelligence
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Registered advisor
W•••••• L•• H•••••
Feed of 09/15/2026
Also filed as W•••••• L• I•• H•••••
At current firm
18 y
since Jun 23, 2008
In the industry
42 y
since Jan 26, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Branch Managerreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 23, 2008 · Rutland, Vt
- R•• C•••••• M••••••• L•• national BDFeb 10, 2005 to Jul 10, 2008 · Manchester, Vt
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Jul 10, 2008, registered Jun 23, 2008 (-17 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address