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Registered advisor

K•••• G••••• N••••

Feed of 09/15/2026
Also filed as K•••• G• N••••
At current firm
1 y
since Jun 9, 2025
In the industry
43 y
since Mar 28, 1983 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
  • N•••• A••••••• C••••••••• unclassified
    Jun 6, 2006 to Oct 6, 2025 · Granite City, Il
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Oct 6, 2025 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
43derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address