DFX Intelligence
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Registered advisor
F•••• M•••••• B••••••
Feed of 09/15/2026
Also filed as F•••• B••••••
At current firm
15 y
since Sep 16, 2011
In the industry
43 y
since Apr 21, 1983 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 16, 2011 · Chesterfield, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 8, 2001 to Sep 20, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 20, 2011, registered Sep 16, 2011 (-4 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address