DFX Intelligence
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Registered advisor
P••••• V•••••• G••••••••
Feed of 09/14/2026
At current firm
12 y
since Aug 22, 2014
In the industry
43 y
since Aug 16, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 22, 2014 · Bradenton, Fl
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jul 17, 2014 · Sarasota, Fl
- M••••• K••••• • C••••••• L•• formerOct 26, 2011 to Feb 13, 2013 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to C••••• I••••••••• A••••••• L••left Jul 17, 2014, registered Aug 22, 2014 (36 days) · Other
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address