DFX Intelligence
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Registered advisor
R•••• R••••• W••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
14 y
since Nov 4, 2011
In the industry
42 y
since Jan 20, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Nov 4, 2011 · Ann Arbor, Mi
- O•••• F•• I••• formerDec 1, 1998 to Nov 9, 2011 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to S••left Nov 9, 2011, registered Nov 4, 2011 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address