DFX Intelligence
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Registered advisor
M•••••• J••••• M•••••
Feed of 09/14/2026
At current firm
3 y
since Jun 16, 2023
In the industry
34 y
since Jul 28, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jun 16, 2023 · Melville, Ny
- O•••• W•••••• I••• BD affiliatedApr 26, 2021 to Jun 22, 2023 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to E•••••••• A•••••••• L••left Jun 22, 2023, registered Jun 16, 2023 (-6 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address