DFX Intelligence
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Registered advisor
W•••••• J• S•••••
Feed of 09/14/2026
Also filed as W•••••• J•••••• S•••••
At current firm
1 y
since May 16, 2025
In the industry
41 y
since Dec 14, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince May 16, 2025 · Old Tappan, Nj
- L•• F•••••••• L•• BD affiliatedDec 20, 2021 to Jun 3, 2025 · Old Tappan, Nj
- O•••• W•••••• I••• BD affiliatedAug 23, 2005 to Dec 15, 2021 · Paramus, Nj
- M••••• S•••••• D• I••• unclassifiedJul 15, 2002 to Aug 29, 2005 · Ridgewood, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••• W•••••• I•••left Jun 3, 2025, registered May 16, 2025 (-18 days) · Affiliated broker-dealer or bank to another
- O•••• W•••••• I••• to L•• F•••••••• L••left Dec 15, 2021, registered Dec 20, 2021 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• S•••••• D• I••• to O•••• W•••••• I•••left Aug 29, 2005, registered Aug 23, 2005 (-6 days) · Other
Signals
- ••• LockedJun 3, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address