DFX Intelligence
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Registered advisor
R••••• J••••• T•••••••••
Feed of 09/14/2026
At current firm
3 y
since Feb 2, 2023
In the industry
25 y
since Mar 30, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 2, 2023 · Bonita Springs, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 6, 2020 to Feb 2, 2023 · East Islip, Ny
- W••• I••••••••• I••• unclassifiedJul 11, 2006 to Feb 5, 2007 · Hicksville, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Feb 2, 2023, registered Feb 2, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
- W••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Feb 5, 2007, registered Jan 6, 2020 (4718 days) · Other
Signals
- ••• LockedFeb 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address