DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M••• C••• S•••••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
9 y
since Aug 28, 2017
In the industry
42 y
since Oct 19, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 28, 2017 · Southfield, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDAug 29, 2011 to Aug 29, 2017 · Edina, Mn
- R•••••• J•••• • A••••••••• I••• national BDMay 26, 2010 to Sep 2, 2011 · Farmington Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 29, 2017, registered Aug 28, 2017 (-1 days) · Other
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 2, 2011, registered Aug 29, 2011 (-4 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address