DFX Intelligence
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Registered advisor
C•••••• W••••• S•••••••
Feed of 09/14/2026
Also filed as C•••••• W••••••••• W••••• S•••••••
At current firm
22 y
since Dec 16, 2003
In the industry
47 y
since Aug 1, 1979 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Financial Advisorreportednorthwesternmutual.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Dec 16, 2003 · Atlanta, Ga
- P•••••••• F•••••••• A•••••••• L•• unclassifiedDec 2, 2003 to Oct 27, 2009 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• F•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Oct 27, 2009, registered Dec 16, 2003 (-2142 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address