DFX Intelligence
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Registered advisor
D•••• G•••• A•••••••
Feed of 09/14/2026
Also filed as D••• A••••••••• G•••• J• A•••••••
At current firm
6 y
since Oct 4, 2019
In the industry
42 y
since Dec 20, 1983 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 4, 2019 · Burnsville, Mn
- F•• S••••••••• C••••••••• formerNov 30, 2010 to Oct 11, 2019 · Burnsville, Mn
Moves
a registration end followed by a registration begin elsewhere
- F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 11, 2019, registered Oct 4, 2019 (-7 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address