DFX Intelligence
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Registered advisor
S•••••• A•• G••••
Feed of 09/14/2026
Also filed as S•••••• A•• V••••••••• A•• V••••••••• A•• L••••••••• W••••••••• W••••••••
At current firm
0 y
since Oct 21, 2025
In the industry
30 y
since Jul 22, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Oct 21, 2025 · Medford, Or
- A••••••••• F•••••••• S•••••••• L•• national BDJan 9, 2018 to Dec 31, 2024 · Medford, Or
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to O•••• W•••••• I•••left Dec 31, 2024, registered Oct 21, 2025 (294 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address