DFX Intelligence
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Registered advisor
S••••• A•• J••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Feb 5, 2025
In the industry
35 y
since Jun 19, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 5, 2025 · Lisle, Il
- A••••••••• F•••••••• S•••••••• L•• national BDDec 4, 1997 to Feb 6, 2025 · Oakbrook Terrace, Il
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 6, 2025, registered Feb 5, 2025 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address