DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
D••••• R•••••• H•••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Cedar Park, TxIAPD 1237729
As of · the IAPD feed
- At current firm
- 12 y
- In the industry
- 42 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 13, 2014
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 13, 2014 · Cedar Park, Tx
- C•••••• C••••• I••••••••• A•••••••• I••• unclassifiedFeb 19, 2008 to Aug 13, 2014 · Greensboro, Ga
Moves
a registration end followed by a registration begin elsewhere
- C•••••• C••••• I••••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 13, 2014, registered Aug 13, 2014 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address