DFX Intelligence
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Registered advisor
T•••••• J•••• H•••••
Feed of 09/15/2026
At current firm
7 y
since Aug 14, 2019
In the industry
31 y
since Mar 6, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 14, 2019 · Highland, Ut
- T• F•••••••• unclassifiedNov 10, 2004 to Aug 16, 2019 · Highland, Ut
- O•••• W•••••• I••• BD affiliatedSep 22, 2004 to Aug 16, 2019 · Highland, Ut
Moves
a registration end followed by a registration begin elsewhere
- T• F•••••••• to L•• F•••••••• L••left Aug 16, 2019, registered Aug 14, 2019 (-2 days) · Other
- O•••• W•••••• I••• to L•• F•••••••• L••left Aug 16, 2019, registered Aug 14, 2019 (-2 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address