DFX Intelligence
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M••• D•••• C•••••••••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 16 y
- In the industry
- 39 y
- Prior registered firms
- 1
- Signals
- 0
since Oct 5, 2009
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 5, 2009 · Pepper Pike, Oh
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 31, 2003 to Oct 5, 2009 · Beachwood, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address