DFX Intelligence
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Registered advisor
J•••• M•••• F••••
Feed of 09/14/2026
Also filed as J•••• M•••• L••••••••• M•••• F••••••••• M•••• F••••••••• M•••• M••••
At current firm
10 y
since Dec 4, 2015
In the industry
37 y
since Dec 5, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Dec 4, 2015 · Boston, Ma
- B••••••• C•••••• I••• formerJan 21, 2009 to Dec 4, 2015 · Boston, Ma
- L••••• B••••••• I••• unclassifiedFeb 14, 2008 to Oct 15, 2008 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- B••••••• C•••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Dec 4, 2015, registered Dec 4, 2015 (0 days) · corporate re-registration, not a move
- L••••• B••••••• I••• to B••••••• C•••••• I•••left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address