DFX Intelligence
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Registered advisor
M•••••• D•••• S••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••• S••••••••• S••••••
At current firm
2 y
since Feb 6, 2024
In the industry
38 y
since Oct 13, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 6, 2024 · Pikesville, Md
- S•••• F•••••••• A•••••••• L•• unclassifiedJan 27, 2004 to May 7, 2007 · Baltimore, Md
- O•••• W•••••• I••• BD affiliatedJan 1, 1999 to Jan 13, 2004 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- S•••• F•••••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••left May 7, 2007, registered Feb 6, 2024 (6119 days) · Other
- O•••• W•••••• I••• to S•••• F•••••••• A•••••••• L••left Jan 13, 2004, registered Jan 27, 2004 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address