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K•• M•••• K••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Appleton, WiIAPD 1296275
Certified Financial Planner
As of · the IAPD feed; also filed as K•• M•••• S••••••••• M•••• S••••••••
- At current firm
- 17 y
- In the industry
- 41 y
- Prior registered firms
- 1
- Signals
- 0
since Feb 5, 2009
As of · the IAPD feed; also filed as K•• M•••• S••••••••• M•••• S••••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 5, 2009 · Appleton, Wi
- I••••• F•••••••• C••••••••• formerApr 8, 2004 to Apr 17, 2007 · Green Bay, Wi
Moves
a registration end followed by a registration begin elsewhere
- I••••• F•••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 17, 2007, registered Feb 5, 2009 (660 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address