DFX Intelligence
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Registered advisor
F••• J••••• T•••••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
1 y
since Sep 27, 2024
In the industry
41 y
since Nov 14, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 27, 2024 · Melville, Ny
- O•••• W•••••• I••• BD affiliatedJul 29, 2009 to Oct 2, 2024 · Plainview, Ny
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Oct 2, 2024, registered Sep 27, 2024 (-5 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address