DFX Intelligence
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Registered advisor
K•••• J••• D•••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
4 y
since Aug 24, 2022
In the industry
41 y
since Nov 26, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• C•••••• M••••••••• I••• state registered currentsince Aug 24, 2022 · Fishkill, Ny
- K• D••••••• P••••••• L•• unclassifiedAug 30, 2021 to Dec 31, 2022 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- K• D••••••• P••••••• L•• to P•••••••• C•••••• M••••••••• I•••left Dec 31, 2022, registered Aug 24, 2022 (-129 days) · Other
Signals
- ••• LockedDec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address