DFX Intelligence

RIA Intelligence

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Registered advisor

M••• A•••• C•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedMarion, Madual registrantIAPD 1318101
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• A•••• C••••••••• C•••••
At current firm
5 y
since Nov 30, 2020
In the industry
41 y
since Sep 24, 1985 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • C••••• • C••••••• unclassified
    Jul 6, 2004 to Apr 29, 2021 · Bristol, Ri
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
41derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address