DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
P•••• R•••••• H•••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Kings Park, NyIAPD 1323455
As of · the IAPD feed
- At current firm
- 5 y
- In the industry
- 31 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 9, 2021
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 9, 2021 · Kings Park, Ny
- M••• S••••••••• C••••••••• unclassifiedAug 5, 2004 to Dec 10, 2004 · Kings Park, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 10, 2004, registered Apr 9, 2021 (5964 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address