DFX Intelligence
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Registered advisor
D••• A•••• A••••
Feed of 09/14/2026
At current firm
22 y
since Dec 9, 2003
In the industry
41 y
since Dec 21, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 9, 2003 · Springfield, Mo
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 2, 2002 to Nov 24, 2003 · Springfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Nov 24, 2003, registered Dec 9, 2003 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address