DFX Intelligence
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Registered advisor
M••••• F• S•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Jun 10, 2020
In the industry
41 y
since Apr 18, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 10, 2020 · Highland, In
- I••••••••• C••••••••• • M••••••••• C•••••• unclassifiedSep 12, 2007 to Nov 7, 2011 · Highland, In
- O•••• W•••••• I••• BD affiliatedDec 8, 1998 to Jun 4, 2020 · Highland, In
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Jun 4, 2020, registered Jun 10, 2020 (6 days) · Affiliated broker-dealer or bank to another
- I••••••••• C••••••••• • M••••••••• C•••••• to L•• F•••••••• L••left Nov 7, 2011, registered Jun 10, 2020 (3138 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address