A•••• L••••• H••••

Certified Financial Planner

Feed of 09/15/2026

Also filed as A•••• L• H••••••••• L••••• H••••••••• L••••• S••••••••

At current firm

9 y

since Mar 25, 2017

In the industry

33 y

since Nov 3, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• F•••••••• S•••••••• I••• former
Oct 2, 2008 to Mar 25, 2017 · St. Louis, Mo
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 3, 2008 · Wayzata, Mn
M••••• S•••••• D• I••• unclassified
Apr 29, 2005 to Apr 2, 2007 · Wayzata, Mn
T•••••••• T•••• C••••••• F•• unclassified
Mar 9, 2004 to May 16, 2005 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
M••••• S•••••• • C•• L•• to M•• F•••••••• S•••••••• I•••
left Jun 3, 2008, registered Oct 2, 2008 (121 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
T•••••••• T•••• C••••••• F•• to M••••• S•••••• D• I•••
left May 16, 2005, registered Apr 29, 2005 (-17 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address