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Registered advisor
S•••• S• W••••••••
Feed of 09/15/2026
Also filed as S•••• S• W••••••••• S•• W••••••••• S•• G••••••••• W••••••••
At current firm
11 y
since Jan 8, 2015
In the industry
36 y
since Jul 12, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 8, 2015 · Hunt Valley, Md
- R•••••• J•••• • A••••••••• I••• national BDNov 28, 2011 to Dec 23, 2014 · West Palm Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 5, 2006 to May 7, 2010 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••left Dec 23, 2014, registered Jan 8, 2015 (16 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left May 7, 2010, registered Nov 28, 2011 (570 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address