DFX Intelligence
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D•••• G•••••• O•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Murrysville, PaIAPD 1440692
As of · the IAPD feed; also filed as J• S••••
- At current firm
- 13 y
- In the industry
- 48 y
- Prior registered firms
- 3
- Signals
- 0
since Nov 16, 2012
As of · the IAPD feed; also filed as J• S••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 16, 2012 · Murrysville, Pa
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Nov 29, 2012 · Murrysville, Pa
- M••••• S•••••• C••••••••• unclassifiedApr 30, 2003 to Sep 8, 2009 · Boston, Ma
- F•• A••••••• S••••••• I•• unclassifiedApr 26, 1996 to Apr 29, 2003 · Monroeville, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 29, 2012, registered Nov 16, 2012 (-13 days) · Other
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- F•• A••••••• S••••••• I•• to M••••• S•••••• C•••••••••left Apr 29, 2003, registered Apr 30, 2003 (1 day) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 48derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote