DFX Intelligence
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G•••• W••• C••••
Registered advisorat A••••••••• F•••••••• S•••••••• L••Dual registrant· Ormond Beach, Fl IAPD 1448546
Certified Financial Planner
As of · the IAPD feed; also filed as G•••• S••••••••• W• S••••••••• L•••••• W•••
- At current firm
- 9 y
- In the industry
- 30 y
- Prior registered firms
- 0
- Signals
- 0
since Sep 22, 2017
As of · the IAPD feed; also filed as G•••• S••••••••• W• S••••••••• L•••••• W•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 22, 2017 · Daytona Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address