DFX Intelligence
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Registered advisor
J••• T••••• C••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
23 y
since Sep 2, 2003
In the industry
32 y
since Mar 9, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••• W••••• M••••••••• L•• independent RIA currentsince Sep 2, 2003 · Irvine, Ca
- L•••••• C•••••• M••••••••• I••• unclassifiedApr 4, 2001 to Sep 18, 2006 · Santa Ana, Ca
- O•••• W•••••• I••• BD affiliatedMar 19, 2001 to Apr 1, 2008 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••• W••••• M••••••••• L••left Apr 1, 2008, registered Sep 2, 2003 (-1673 days) · Other
- L•••••• C•••••• M••••••••• I••• to C•••• W••••• M••••••••• L••left Sep 18, 2006, registered Sep 2, 2003 (-1112 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address