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R••••• A•••••• S••••••
Registered advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Overland Park, Ks IAPD 1461582
As of · the IAPD feed; also filed as R••••• A•••••• S••••••••• A• S••••••••• A• S••••••
- At current firm
- 15 y
- In the industry
- 23 y
- Prior registered firms
- 3
- Signals
- 0
since Oct 25, 2010
As of · the IAPD feed; also filed as R••••• A•••••• S••••••••• A• S••••••••• A• S••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Oct 25, 2010 · Overland Park, Ks
- I•••••• W••••• M••••••••• L•• unclassifiedSep 4, 2008 to Oct 27, 2010 · Prarie Village, Ks
- U•• F•••••••• S••••••• I••• wirehouseJun 17, 2008 to Jul 31, 2008 · Kansas City, Mo
- M••••• S•••••• D• I••• unclassifiedDec 3, 2002 to Feb 28, 2005 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- I•••••• W••••• M••••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Oct 27, 2010, registered Oct 25, 2010 (-2 days) · Other
- U•• F•••••••• S••••••• I••• to I•••••• W••••• M••••••••• L••left Jul 31, 2008, registered Sep 4, 2008 (35 days) · Other
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Feb 28, 2005, registered Jun 17, 2008 (1205 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address