DFX Intelligence
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Registered advisor
J•• R•••••• H•••••••••
Feed of 09/14/2026
At current firm
11 y
since Nov 7, 2014
In the industry
40 y
since Jul 16, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 7, 2014 · Birmingham, Al
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Nov 20, 2014 · Birmingham, Al
- M••••• K••••• • C••••••• L•• formerFeb 12, 2003 to Feb 13, 2013 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 20, 2014, registered Nov 7, 2014 (-13 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address