DFX Intelligence
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Registered advisor
A•••••• C•••••••
Feed of 09/14/2026
Also filed as T••• C••••••••• C••••••••• C•••••••
At current firm
1 y
since Jul 11, 2025
In the industry
39 y
since Jan 9, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jul 11, 2025 · Scottsdale, Az
- C•••••• S••••• • C••• I••• national BDMay 1, 2003 to Jan 10, 2024 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address