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Registered advisor

R••••• G•••• A••••••

L•• F•••••••• L••BD affiliatedDenton, Txdual registrantIAPD 1482334
Feed of 09/14/2026
At current firm
16 y
since Oct 6, 2009
In the industry
40 y
since Mar 25, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • S•••••• W•••• F••••••••• I•• unclassified
    Apr 23, 2008 to Jun 4, 2009 · Denton, Tx
  • M••••• S•••••• C••••••••• unclassified
    Feb 26, 2008 to May 1, 2008 · Denton, Tx
Moves
a registration end followed by a registration begin elsewhere
  • S•••••• W•••• F••••••••• I•• to L•• F•••••••• L••
    left Jun 4, 2009, registered Oct 6, 2009 (124 days) · Other
  • M••••• S•••••• C••••••••• to S•••••• W•••• F••••••••• I••
    left May 1, 2008, registered Apr 23, 2008 (-8 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
40derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address