DFX Intelligence
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B•••• L•••••• C•••••
Certified Financial Planner · Chartered Financial Consultant
As of · the IAPD feed
- At current firm
- 5 y
- In the industry
- 40 y
- Prior registered firms
- 1
- Signals
- 0
since Mar 4, 2021
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• I••••••• G•••• O• W••• L••• independent RIA currentsince Mar 4, 2021 · Buffalo, Ny
- M•• S••••••••• I••• unclassifiedAug 26, 2014 to Apr 6, 2020 · Buffalo, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to C•••••• I••••••• G•••• O• W••• L•••left Apr 6, 2020, registered Mar 4, 2021 (332 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address