DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••••• W••••• H•••
Feed of 09/14/2026
Also filed as R••• H••••••••• W••••• H•••
At current firm
15 y
since Aug 15, 2011
In the industry
40 y
since May 12, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Aug 15, 2011 · Atlanta, Ga
- S••••••••• A•••••• A•••••••• I••• formerApr 12, 2010 to Aug 2, 2011 · Atlanta, Ga
- G•••••••• F••••••••• I•• unclassifiedOct 15, 2003 to Mar 31, 2010 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Aug 2, 2011, registered Aug 15, 2011 (13 days) · Other
- G•••••••• F••••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Mar 31, 2010, registered Apr 12, 2010 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address