DFX Intelligence
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D•••• M••• H•••••
As of · the IAPD feed
- In the industry
- 38 y
- Prior registered firms
- 1
- Signals
- 0
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Apr 23, 2026 · Mashpee, Ma
- M••• S••••••••• C••••••••• unclassifiedJan 7, 2003 to Jun 1, 2005 · Wellesley, Ma
Moves
a registration end followed by a registration begin elsewhere
- M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••left Jun 1, 2005, registered Apr 23, 2026 (7631 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address