DFX Intelligence
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Registered advisor
T••••• W•••••• S••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•• S••••
At current firm
1 y
since Jan 6, 2025
In the industry
37 y
since Nov 8, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 6, 2025 · East Lansing, Mi
- M••••••• M•••• M••••••••• A•••••••• L•• unclassifiedJan 6, 2022 to Apr 29, 2025 · East Lansing, Mi
- M••••••• M•••• M••••••••• A•••••••• L•• unclassifiedMar 10, 2015 to Dec 31, 2021 · East Lansing, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 2, 2010 to Nov 18, 2015 · East Lansing, Mi
Moves
a registration end followed by a registration begin elsewhere
- M••••••• M•••• M••••••••• A•••••••• L•• to L•• F•••••••• L••left Apr 29, 2025, registered Jan 6, 2025 (-113 days) · Other · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M••••••• M•••• M••••••••• A•••••••• L••left Nov 18, 2015, registered Mar 10, 2015 (-253 days) · Other
Signals
- ••• LockedApr 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address