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Registered advisor

M•••••• A••• L••••••

S•••••• N••••••• • C••••••• I•••••••••national BDHamden, Ct dual registrantIAPD 1544775
Feed of 09/15/2026
At current firm
19 y
since Jun 5, 2007
In the industry
34 y
since Jul 6, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profile
title, designations and roles as the firm prints them
Title
Complex Branch Manager-NPreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
  • R••• B••• • C•• unclassified
    Oct 8, 2004 to Jun 5, 2007 · Osterville, Ma
  • Q•••• • R•••••• I••• unclassified
    Dec 4, 2002 to Oct 12, 2004 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
34derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address