DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• R••••• G••••• C••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSan Antonio, Tx dual registrantIAPD 1546496
Feed of 09/14/2026
Also filed as K•••• R••••• C•••••
At current firm
11 y
since Feb 11, 2015
In the industry
31 y
since Oct 14, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 11, 2015 · San Antonio, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 6, 2010 to Nov 21, 2014 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDMar 5, 2001 to Apr 16, 2007 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 16, 2007, registered Jul 6, 2010 (1177 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address