DFX Intelligence
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Registered advisor
D•••• B•••••• W•••••
Feed of 09/14/2026
Also filed as D•••• B• W•••••
At current firm
1 y
since Jul 17, 2025
In the industry
34 y
since Mar 19, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••••• W••••• M••••••••• state registered currentsince Jul 17, 2025 · Key Largo, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDMar 19, 1992 to Jul 12, 2022 · Key Largo, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to O•••••• W••••• M•••••••••left Jul 12, 2022, registered Jul 17, 2025 (1101 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
Signals
- ••• LockedJul 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address