DFX Intelligence
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Registered advisor
C•••• E••••• L••••
L• • M• W••••• M••••••••• A•• R••••••••• S••••••••• L••state registeredOklahoma City, OkIA-onlyIAPD 1565227
Certified Financial Planner
Feed of 09/14/2026
At current firm
16 y
since Nov 30, 2009
In the industry
39 y
since Dec 3, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L• • M• W••••• M••••••••• A•• R••••••••• S••••••••• L•• state registered currentsince Nov 30, 2009 · Oklahoma City, Ok
- S••••••••• A•••••• A•••••••• I••• formerDec 12, 2001 to Dec 1, 2009 · Oklahoma City, Ok
- A••••••••• F•••••••• S•••••••• L•• national BDJun 18, 1991 to Dec 31, 2005 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L• • M• W••••• M••••••••• A•• R••••••••• S••••••••• L••left Dec 1, 2009, registered Nov 30, 2009 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2005, registered Dec 12, 2001 (-1480 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address