DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
S•••• C••••••
As of · the IAPD feed; also filed as S•••• B•••••• C••••••
- In the industry
- 35 y
- Prior registered firms
- 0
- Signals
- 0
As of · the IAPD feed; also filed as S•••• B•••••• C••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Registration history
IAPD current and previous registrations
- S•••• C•••••• C•••••• M••••••••• I••• independent RIA currentsince Jan 1, 2026 · Aurora, Or
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address