DFX Intelligence
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Registered advisor
J••• N••• B••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• N• B••••••••• B••••••
At current firm
3 y
since Oct 3, 2022
In the industry
39 y
since Nov 1, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 3, 2022 · Plainview, Tx
- L•• F•••••••• L•• BD affiliatedAug 19, 2022 to Oct 12, 2022 · Lockney, Tx
- L•• F•••••••• L•• BD affiliatedNov 29, 2017 to Aug 18, 2022 · Plainview, Tx
- I••••••••• C•••••• O• A••••••• I••• formerOct 28, 1993 to Nov 29, 2017 · Plainview, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 12, 2022, registered Oct 3, 2022 (-9 days) · RIA to affiliated broker-dealer or bank
- I••••••••• C•••••• O• A••••••• I••• to L•• F•••••••• L••left Nov 29, 2017, registered Nov 29, 2017 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedOct 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address