DFX Intelligence
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Registered advisor
B•••••• J•••• B••••
Feed of 09/15/2026
Also filed as B••• J•••• B••••
At current firm
19 y
since Aug 24, 2007
In the industry
32 y
since Nov 17, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Aug 24, 2007 · St. Petersburg, Fl
- R•• C•••••• M••••••• L•• national BDFeb 27, 2004 to Sep 6, 2007 · St. Petersburg, Fl
- W•••••• R• H•••• • C•• unclassifiedAug 15, 1994 to Feb 27, 2004 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to U•• F•••••••• S••••••• I•••left Sep 6, 2007, registered Aug 24, 2007 (-13 days) · Affiliated broker-dealer or bank to wirehouse
- W•••••• R• H•••• • C•• to R•• C•••••• M••••••• L••left Feb 27, 2004, registered Feb 27, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address