DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
H••••• F•••••••• T••••
Feed of 09/14/2026
Also filed as R••• T••••••••• F• T••••••••• F•••••••• T••••••••• T•••• J••••••••• F•••••••• T••••
At current firm
1 y
since Feb 18, 2025
In the industry
31 y
since Sep 20, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 18, 2025 · Peabody, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 3, 2018 to Feb 20, 2025 · Wellesley Hills, Ma
- U•• F•••••••• S••••••• I••• wirehouseMar 28, 2005 to Aug 1, 2006 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Feb 20, 2025, registered Feb 18, 2025 (-2 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 1, 2006, registered Apr 3, 2018 (4263 days) · Wirehouse to wirehouse
Signals
- ••• LockedFeb 20, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address